To register for the webinar on Tuesday, November 1, at 2.30pm ET, click on this link.
To unpack what these changes mean for advisors and how they can use the information most effectively, leading industry and compliance SMEs will gather to discuss how firms have adapted to Client Focused Reforms, as well as the top concerns they are still facing.
Further insights include:
- How the shift from KYP to KYC is impacting the focus of home office teams and their advisors
- Best practices for integrating risk and client preferences into meaningful investment decisions
- How the right processes and technologies can ease the compliance burden on advisors and empower them to better serve their clients
The panellists include: Betty Tien, Partner, FSI Regulatory Compliance, Deloitte Canada; Jason Stipp, Director of Product Management, Morningstar; and Ken Lecuyer, Head of Business Development, Morningstar. James Burton, Managing Editor, Wealth Professional, will be your host.
To register for the webinar on Tuesday, November 1, at 2.30pm ET, click on this link.
